Administrative penalties: statement of policy

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The Competition and Markets Authority's (CMA) purpose is to help people, businesses and the UK economy by protecting competition and tackling unfair behaviour.


About this consultation

We are consulting on an updated version of administrative penalties: statement of policy on the CMA’s approach (the draft CMA4).

The consultation document sets out the CMA's powers to impose penalties for breaches of requirements imposed in investigations under various CMA functions as well as for breaches of remedies imposed in respect of the CMA’s competition, markets and mergers cases. It is an updated version of the existing CMA4 that reflects developments in CMA

The Competition and Markets Authority's (CMA) purpose is to help people, businesses and the UK economy by protecting competition and tackling unfair behaviour.


About this consultation

We are consulting on an updated version of administrative penalties: statement of policy on the CMA’s approach (the draft CMA4).

The consultation document sets out the CMA's powers to impose penalties for breaches of requirements imposed in investigations under various CMA functions as well as for breaches of remedies imposed in respect of the CMA’s competition, markets and mergers cases. It is an updated version of the existing CMA4 that reflects developments in CMA practice, as well as legislative developments since 2014, in particular the Digital Markets, Competition and Consumers (DMCC) Act 2024.

The CMA4 draft also addresses some of the penalties that can be imposed in respect of breaches of certain investigative and remedy requirements under the new digital markets competition regime. The CMA’s statement of policy for the purposes of penalties under the digital markets competition regime that are not covered by the Draft CMA4 is contained within Guidance on the Digital Markets Competition Regime, which is also subject to consultation.

The CMA is required to produce a statement of policy in relation to such powers, which must be approved by the Secretary of State before it can be published.


Responding to our consultation

It's important we hear feedback from businesses, expert groups and key stakeholders on this proposed approach.

You can submit your response using the form below.

You can:

  • upload a document (for example a PDF)
  • fill out an online form
  • send your feedback by email

If your response contains any information that you regard as sensitive and that you would not wish to be published, please provide a non-confidential version for publication on our website which omits that material and which explains why you regard it as sensitive at the same time.


If you need support with the form, or would like to send your response by email, contact CMA4draft@cma.gov.uk. Please note, you do not need to submit a response via email and the response form below.


Your personal data

Your name and contact details are your personal data. In collecting, receiving, storing, accessing and using your personal data, the CMA, as controller, is processing your personal data. The CMA processes personal data in accordance with data protection law. The CMA is processing your personal data so that it can contact you again, should it need further help or information from you, in order to carry out its merger work under Part 3 of the Enterprise Act 2002.

For more information about how the CMA processes personal data and your rights relating to that data, read our privacy notice.



  • Information you will need

    Draft guidance and documents related to this consultation are available in the documents section.

    You will be asked to provide:

    • Your contact details
    • Your feedback on the draft guidance
    • Any feedback documents you choose to share with us
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Page last updated: 29 Jul 2024, 04:01 PM